Financial Services

IPLL offers financial services effectively and efficiently in the most significant matters affecting financial institutions. While IPLL’s coverage is broad, key industry counseling areas include: regulatory initiatives and legislation; asset management; Bank Secrecy Act and OFAC; capital market activities; capital-related issues; derivatives and innovative financial products; mergers and acquisitions; privacy law compliance; private label programs; product development and compliance; regulatory enforcement defense and internal investigation.

Exemplary areas of counseling include multinational financial institutions and their worldwide operations and activities; counseling foreign firms on U.S. regulatory matters relating to operations and activities, including establishment of affiliates and subsidiaries; engineering establishment of payment systems, credit cards, stored-value cards and affiliate programs; providing expertise on financial services-related privacy law.

Counseling is provided for many types of financial and related entities, including banking institutions, commercial finance companies, consumer finance firms, credit card companies, financial institution investors, holding companies, insurance companies, mortgage bankers, securities firms and trust companies.

Financial services counseling is rendered through our diverse practice areas. Our related practice areas include:

• Banking and Finance
• Business and Tort Litigation
• Contracts
• High Technologies
• Intellectual Property
• Licensing and IP Transactions
• Life Sciences
• Mergers and Acquisitions
• Patents
• Paymaster Services